Date | Issuer | Insider | Transaction | Amount | New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
|
|
---|---|---|---|---|---|---|
Filed 2023-08-23 14:19 Tx date 2023-08-11 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-223,934.5396
-25,726 vol $8.70 each |
345,772 | |
Filed 2023-08-16 14:47 Tx date 2023-08-11 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
51 - Exercise of options
|
$605,241
+73,424 vol $8.24 each |
371,498 | |
Filed 2023-08-16 14:44 Tx date 2023-08-11 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Options Performance Share Options (PSOs)
51 - Exercise of options
|
$-3,297,240
-400,000 vol $8.24 each |
0 | |
Filed 2023-06-21 18:33 Tx date 2023-06-16 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
59 - Exercise for cash
|
-186,197 vol |
242,638 | |
Filed 2023-06-21 18:07 Tx date 2023-06-16 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
+15,956 vol |
428,835 | |
Filed 2023-06-21 18:06 Tx date 2023-06-16 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
+53,764 vol |
412,879 | |
Filed 2023-04-05 11:46 Tx date 2023-03-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Executive Deferred Share Units (DSUs)
56 - Grant of rights
|
+104,167 vol |
104,167 | |
Filed 2023-04-05 11:45 Tx date 2012-09-25 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Executive Deferred Share Units (DSUs)
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2023-03-01 14:34 Tx date 2022-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$13,084
+1,462 vol $8.95 each |
20,193 | |
Filed 2023-01-25 17:01 Tx date 2021-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$12,141
+900 vol $13.49 each |
18,731 | |
Filed 2022-03-29 11:09 Tx date 2021-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$10,520
+794 vol $13.25 each |
||
Filed 2022-06-08 18:32 Tx date 2022-06-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
59 - Exercise for cash
|
-148,017 vol |
359,115 | |
Filed 2022-06-08 18:32 Tx date 2022-06-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
+15,016 vol |
507,132 | |
Filed 2022-06-08 14:17 Tx date 2022-06-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
+77,104 vol |
492,116 | |
Filed 2022-06-07 17:40 Tx date 2022-06-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
+77,104 vol |
||
Filed 2022-06-07 17:40 Tx date 2022-06-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
+77,104 vol |
492,116 | |
Filed 2022-03-29 11:09 Tx date 2021-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$10,520
+794 vol $13.25 each |
18,625 | |
Filed 2021-08-13 18:46 Tx date 2021-08-13 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
+111,770 vol |
415,012 | |
Filed 2021-08-13 18:44 Tx date 2021-06-01 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
59 - Exercise for cash
|
-93,947 vol |
303,242 | |
Filed 2021-08-13 18:44 Tx date 2021-06-01 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
+9,415 vol |
397,189 | |
Filed 2021-04-08 13:54 Tx date 2020-03-20 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-15,671.04
-4,081 vol $3.84 each |
16,102 | |
Filed 2021-04-08 13:54 Tx date 2020-03-20 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+9,848 vol |
20,183 | |
Filed 2021-04-08 13:53 Tx date 2020-03-20 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Replacement LTIP
57 - Exercise of rights
|
-9,848 vol |
0 | |
Filed 2021-03-31 17:08 Tx date 2020-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$789.00
+100 vol $7.89 each |
12,064 | |
Filed 2021-03-31 17:08 Tx date 2020-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$10,034
+1,629 vol $6.16 each |
11,964 | |
Filed 2020-06-08 16:57 Tx date 2020-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
$665,148
+170,241 vol $3.91 each |
387,774 | |
Filed 2020-06-04 11:58 Tx date 2020-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-105,508.80
-20,688 vol $5.10 each |
298,074 | |
Filed 2020-06-04 11:57 Tx date 2020-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+48,510 vol |
318,762 | |
Filed 2020-06-04 11:57 Tx date 2020-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-48,510 vol |
0 | |
Filed 2020-03-19 16:57 Tx date 2019-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$10,156
+1,850 vol $5.49 each |
10,335 | |
Filed 2020-02-10 14:09 Tx date 2020-02-10 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-79,530
-15,000 vol $5.30 each |
270,252 | |
Filed 2019-07-04 13:30 Tx date 2019-06-06 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
$794,481
+133,001 vol $5.97 each |
217,533 | |
Filed 2019-06-10 13:53 Tx date 2019-06-06 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-306,290
-61,258 vol $5.00 each |
285,252 | |
Filed 2019-06-10 13:52 Tx date 2019-06-06 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+143,612 vol |
346,510 | |
Filed 2019-06-10 13:52 Tx date 2019-06-06 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-143,612 vol |
48,510 | |
Filed 2019-03-27 Tx date 2018-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$8,695
+1,292 vol $6.73 each |
8,485 | |
Filed 2018-11-15 Tx date 2018-11-14 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-8,375.65
-1,319 vol $6.35 each |
202,898 | |
Filed 2018-11-15 Tx date 2018-11-14 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+2,954 vol |
204,217 | |
Filed 2018-11-15 Tx date 2018-11-14 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-2,954 vol |
192,122 | |
Filed 2018-08-23 Tx date 2018-08-23 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-332,036.26
-45,800 vol $7.25 each |
201,263 | |
Filed 2018-06-18 Tx date 2018-06-14 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Options Performance Share Options (PSOs)
50 - Grant of options
|
$2,692,000
+400,000 vol $6.73 each |
400,000 | |
Filed 2018-06-18 Tx date 2012-09-25 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Options Performance Share Options (PSOs)
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2018-06-13 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-165,164 vol |
||
Filed 2018-06-13 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-165,614 vol |
195,076 | |
Filed 2018-06-13 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+165,614 vol |
320,625 | |
Filed 2018-06-13 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+165,164 vol |
||
Filed 2018-06-11 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-165,164 vol |
195,526 | |
Filed 2018-06-11 Tx date 2018-06-06 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
56 - Grant of rights
|
$593,997
+84,532 vol $7.03 each |
84,532 | |
Filed 2018-06-11 Tx date 2012-09-25 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Performance Share Units (PSUs)
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2018-06-11 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-459,762.50
-73,562 vol $6.25 each |
246,613 | |
Filed 2018-06-11 Tx date 2018-06-07 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+165,164 vol |
320,175 | |
Filed 2018-03-22 Tx date 2017-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$6,972,768
+1,704 vol $4,092 each |
7,193 | |
Filed 2017-11-14 Tx date 2017-11-08 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-4,276 vol |
||
Filed 2017-11-14 Tx date 2017-11-08 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-4,276 vol |
||
Filed 2017-11-09 Tx date 2017-11-08 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+4,276 vol |
156,885 | |
Filed 2017-11-09 Tx date 2017-11-09 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-7,964.50
-1,874 vol $4.25 each |
155,011 | |
Filed 2017-11-09 Tx date 2017-11-08 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-4,276 vol |
360,690 | |
Filed 2017-11-09 Tx date 2017-11-08 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-4,276 vol |
356,414 | |
Filed 2017-07-20 Tx date 2015-03-20 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Replacement LTIP
57 - Exercise of rights
|
-19,473 vol |
||
Filed 2017-07-20 Tx date 2015-03-20 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-19,473 vol |
456,724 | |
Filed 2017-07-11 Tx date 2017-07-06 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$800,415
+145,530 vol $5.50 each |
384,439 | |
Filed 2017-06-08 Tx date 2017-06-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-128,047 vol |
238,909 | |
Filed 2017-06-08 Tx date 2014-06-04 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$348,995
+32,829 vol $10.63 each |
79,445 | |
Filed 2017-06-08 Tx date 2017-06-05 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-267,033.45
-56,695 vol $4.71 each |
152,609 | |
Filed 2017-06-08 Tx date 2017-06-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+128,047 vol |
209,304 | |
Filed 2017-03-23 Tx date 2016-03-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Replacement LTIP
57 - Exercise of rights
|
-19,473 vol |
||
Filed 2017-03-23 Tx date 2017-03-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Inducement Plan
57 - Exercise of rights
|
-19,473 vol |
0 | |
Filed 2017-03-23 Tx date 2016-03-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Inducement Plan
57 - Exercise of rights
|
-19,473 vol |
19,473 | |
Filed 2017-03-23 Tx date 2012-09-25 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Inducement Plan
00 - Opening Balance-Initial SEDI Report
|
38,946 | ||
Filed 2017-03-23 Tx date 2017-03-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-50,980.7785
-9,839 vol $5.18 each |
81,257 | |
Filed 2017-03-23 Tx date 2017-03-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+19,473 vol |
91,096 | |
Filed 2017-03-23 Tx date 2012-09-25 |
$CF
Canaccord Financial Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
00 - Opening Balance-Initial SEDI Report
|
27,981 | ||
Filed 2017-03-23 Tx date 2012-09-25 |
$CF
Canaccord Financial Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2017-03-23 Tx date 2012-09-25 |
$CF
Canaccord Financial Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Replacement LTIP
00 - Opening Balance-Initial SEDI Report
|
9,848 | ||
Filed 2017-03-23 Tx date 2012-09-25 |
$CF
Canaccord Financial Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Replacement LTIP
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2017-03-23 Tx date 2012-09-25 |
$CF
Canaccord Financial Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Replacement LTIP
00 - Opening Balance-Initial SEDI Report
|
|||
Filed 2017-03-08 Tx date 2016-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$7,921
+1,838 vol $4.31 each |
5,489 | |
Filed 2017-03-06 Tx date 2016-06-23 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$217,015
+45,306 vol $4.79 each |
379,518 | |
Filed 2017-03-06 Tx date 2016-06-23 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$206,678
+43,148 vol $4.79 each |
||
Filed 2017-02-14 Tx date 2017-02-13 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-166,600
-35,000 vol $4.76 each |
71,623 | |
Filed 2016-11-03 Tx date 2016-11-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-6,445 vol |
370,915 | |
Filed 2016-11-03 Tx date 2016-11-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-10,206.0354
-2,827 vol $3.61 each |
106,623 | |
Filed 2016-11-03 Tx date 2016-11-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+6,445 vol |
109,450 | |
Filed 2016-06-28 Tx date 2016-06-23 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$206,678
+43,148 vol $4.79 each |
377,360 | |
Filed 2016-06-07 Tx date 2016-06-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-119,638 vol |
334,212 | |
Filed 2016-06-07 Tx date 2016-06-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-229,312.3642
-52,981 vol $4.33 each |
103,005 | |
Filed 2016-06-07 Tx date 2016-06-02 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+119,638 vol |
155,986 | |
Filed 2016-03-29 Tx date 2015-12-31 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
|
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
|
$8,084
+1,321 vol $6.12 each |
3,651 | |
Filed 2016-03-24 Tx date 2016-03-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Replacement LTIP
57 - Exercise of rights
|
-19,473 vol |
-19,473 | |
Filed 2016-03-24 Tx date 2016-03-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Replacement LTIP
57 - Exercise of rights
|
-19,473 vol |
||
Filed 2016-03-24 Tx date 2016-03-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights CSH Replacement LTIP
57 - Exercise of rights
|
-19,473 vol |
||
Filed 2016-03-24 Tx date 2016-03-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-35,936.3815
-8,539 vol $4.21 each |
36,348 | |
Filed 2016-03-24 Tx date 2016-03-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+19,473 vol |
44,887 | |
Filed 2015-12-21 Tx date 2015-12-21 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$42,104
+8,864 vol $4.75 each |
453,850 | |
Filed 2015-11-10 Tx date 2015-11-05 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-5,699 vol |
444,986 | |
Filed 2015-11-10 Tx date 2015-11-05 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-12,142.0032
-2,512 vol $4.83 each |
25,414 | |
Filed 2015-11-10 Tx date 2015-11-05 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+5,699 vol |
27,926 | |
Filed 2015-06-22 Tx date 2015-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
56 - Grant of rights
|
$477,494
+66,006 vol $7.23 each |
450,685 | |
Filed 2015-06-09 Tx date 2015-06-08 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-254,551.50
-35,000 vol $7.27 each |
22,227 | |
Filed 2015-06-08 Tx date 2015-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
|
Rights Restricted Share Units
57 - Exercise of rights
|
-97,635 vol |
384,679 | |
Filed 2015-06-08 Tx date 2015-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-289,809.6036
-41,386 vol $7.00 each |
57,227 | |
Filed 2015-06-08 Tx date 2015-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
57 - Exercise of rights
|
+97,635 vol |
98,613 | |
Filed 2015-06-03 Tx date 2015-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-136,808.112
-19,495 vol $7.02 each |
978 | |
Filed 2015-06-03 Tx date 2015-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-136,808.112
-19,495 vol $7.02 each |
||
Filed 2015-06-03 Tx date 2015-06-03 |
$CF
Canaccord Genuity Group Inc. |
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
|
Common Shares
10 - Acquisition or disposition in the public market
|
$-136,808.112
-19,495 vol $7.02 each |