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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2023-08-23 14:19
Tx date 2023-08-11
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-223,934.5396
-25,726 vol
$8.70 each
345,772
Filed 2023-08-16 14:47
Tx date 2023-08-11
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
51 - Exercise of options
$605,241
+73,424 vol
$8.24 each
371,498
Filed 2023-08-16 14:44
Tx date 2023-08-11
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Performance Share Options (PSOs)
51 - Exercise of options
$-3,297,240
-400,000 vol
$8.24 each
0
Filed 2023-06-21 18:33
Tx date 2023-06-16
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
59 - Exercise for cash

-186,197 vol
242,638
Filed 2023-06-21 18:07
Tx date 2023-06-16
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights

+15,956 vol
428,835
Filed 2023-06-21 18:06
Tx date 2023-06-16
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights

+53,764 vol
412,879
Filed 2023-04-05 11:46
Tx date 2023-03-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Executive Deferred Share Units (DSUs)
56 - Grant of rights

+104,167 vol
104,167
Filed 2023-04-05 11:45
Tx date 2012-09-25
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Executive Deferred Share Units (DSUs)
00 - Opening Balance-Initial SEDI Report
Filed 2023-03-01 14:34
Tx date 2022-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$13,084
+1,462 vol
$8.95 each
20,193
Filed 2023-01-25 17:01
Tx date 2021-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$12,141
+900 vol
$13.49 each
18,731
Filed 2022-03-29 11:09
Tx date 2021-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$10,520
+794 vol
$13.25 each
Filed 2022-06-08 18:32
Tx date 2022-06-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
59 - Exercise for cash

-148,017 vol
359,115
Filed 2022-06-08 18:32
Tx date 2022-06-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights

+15,016 vol
507,132
Filed 2022-06-08 14:17
Tx date 2022-06-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights

+77,104 vol
492,116
Filed 2022-06-07 17:40
Tx date 2022-06-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights

+77,104 vol
Filed 2022-06-07 17:40
Tx date 2022-06-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights

+77,104 vol
492,116
Filed 2022-03-29 11:09
Tx date 2021-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$10,520
+794 vol
$13.25 each
18,625
Filed 2021-08-13 18:46
Tx date 2021-08-13
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights

+111,770 vol
415,012
Filed 2021-08-13 18:44
Tx date 2021-06-01
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
59 - Exercise for cash

-93,947 vol
303,242
Filed 2021-08-13 18:44
Tx date 2021-06-01
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights

+9,415 vol
397,189
Filed 2021-04-08 13:54
Tx date 2020-03-20
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-15,671.04
-4,081 vol
$3.84 each
16,102
Filed 2021-04-08 13:54
Tx date 2020-03-20
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
57 - Exercise of rights

+9,848 vol
20,183
Filed 2021-04-08 13:53
Tx date 2020-03-20
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Replacement LTIP
57 - Exercise of rights

-9,848 vol
0
Filed 2021-03-31 17:08
Tx date 2020-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$789.00
+100 vol
$7.89 each
12,064
Filed 2021-03-31 17:08
Tx date 2020-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$10,034
+1,629 vol
$6.16 each
11,964
Filed 2020-06-08 16:57
Tx date 2020-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights
$665,148
+170,241 vol
$3.91 each
387,774
Filed 2020-06-04 11:58
Tx date 2020-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-105,508.80
-20,688 vol
$5.10 each
298,074
Filed 2020-06-04 11:57
Tx date 2020-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+48,510 vol
318,762
Filed 2020-06-04 11:57
Tx date 2020-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-48,510 vol
0
Filed 2020-03-19 16:57
Tx date 2019-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$10,156
+1,850 vol
$5.49 each
10,335
Filed 2020-02-10 14:09
Tx date 2020-02-10
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-79,530
-15,000 vol
$5.30 each
270,252
Filed 2019-07-04 13:30
Tx date 2019-06-06
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights
$794,481
+133,001 vol
$5.97 each
217,533
Filed 2019-06-10 13:53
Tx date 2019-06-06
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-306,290
-61,258 vol
$5.00 each
285,252
Filed 2019-06-10 13:52
Tx date 2019-06-06
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+143,612 vol
346,510
Filed 2019-06-10 13:52
Tx date 2019-06-06
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-143,612 vol
48,510
Filed 2019-03-27
Tx date 2018-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$8,695
+1,292 vol
$6.73 each
8,485
Filed 2018-11-15
Tx date 2018-11-14
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-8,375.65
-1,319 vol
$6.35 each
202,898
Filed 2018-11-15
Tx date 2018-11-14
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+2,954 vol
204,217
Filed 2018-11-15
Tx date 2018-11-14
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-2,954 vol
192,122
Filed 2018-08-23
Tx date 2018-08-23
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-332,036.26
-45,800 vol
$7.25 each
201,263
Filed 2018-06-18
Tx date 2018-06-14
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Performance Share Options (PSOs)
50 - Grant of options
$2,692,000
+400,000 vol
$6.73 each
400,000
Filed 2018-06-18
Tx date 2012-09-25
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Options Performance Share Options (PSOs)
00 - Opening Balance-Initial SEDI Report
Filed 2018-06-13
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-165,164 vol
Filed 2018-06-13
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-165,614 vol
195,076
Filed 2018-06-13
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+165,614 vol
320,625
Filed 2018-06-13
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+165,164 vol
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-165,164 vol
195,526
Filed 2018-06-11
Tx date 2018-06-06
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
56 - Grant of rights
$593,997
+84,532 vol
$7.03 each
84,532
Filed 2018-06-11
Tx date 2012-09-25
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Performance Share Units (PSUs)
00 - Opening Balance-Initial SEDI Report
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-459,762.50
-73,562 vol
$6.25 each
246,613
Filed 2018-06-11
Tx date 2018-06-07
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+165,164 vol
320,175
Filed 2018-03-22
Tx date 2017-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$6,972,768
+1,704 vol
$4,092 each
7,193
Filed 2017-11-14
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-4,276 vol
Filed 2017-11-14
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-4,276 vol
Filed 2017-11-09
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+4,276 vol
156,885
Filed 2017-11-09
Tx date 2017-11-09
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-7,964.50
-1,874 vol
$4.25 each
155,011
Filed 2017-11-09
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-4,276 vol
360,690
Filed 2017-11-09
Tx date 2017-11-08
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-4,276 vol
356,414
Filed 2017-07-20
Tx date 2015-03-20
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Replacement LTIP
57 - Exercise of rights

-19,473 vol
Filed 2017-07-20
Tx date 2015-03-20
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-19,473 vol
456,724
Filed 2017-07-11
Tx date 2017-07-06
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$800,415
+145,530 vol
$5.50 each
384,439
Filed 2017-06-08
Tx date 2017-06-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-128,047 vol
238,909
Filed 2017-06-08
Tx date 2014-06-04
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$348,995
+32,829 vol
$10.63 each
79,445
Filed 2017-06-08
Tx date 2017-06-05
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-267,033.45
-56,695 vol
$4.71 each
152,609
Filed 2017-06-08
Tx date 2017-06-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+128,047 vol
209,304
Filed 2017-03-23
Tx date 2016-03-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Replacement LTIP
57 - Exercise of rights

-19,473 vol
Filed 2017-03-23
Tx date 2017-03-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Inducement Plan
57 - Exercise of rights

-19,473 vol
0
Filed 2017-03-23
Tx date 2016-03-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Inducement Plan
57 - Exercise of rights

-19,473 vol
19,473
Filed 2017-03-23
Tx date 2012-09-25
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Inducement Plan
00 - Opening Balance-Initial SEDI Report
38,946
Filed 2017-03-23
Tx date 2017-03-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-50,980.7785
-9,839 vol
$5.18 each
81,257
Filed 2017-03-23
Tx date 2017-03-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+19,473 vol
91,096
Filed 2017-03-23
Tx date 2012-09-25
$CF
Canaccord Financial Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
00 - Opening Balance-Initial SEDI Report
27,981
Filed 2017-03-23
Tx date 2012-09-25
$CF
Canaccord Financial Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
00 - Opening Balance-Initial SEDI Report
Filed 2017-03-23
Tx date 2012-09-25
$CF
Canaccord Financial Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Replacement LTIP
00 - Opening Balance-Initial SEDI Report
9,848
Filed 2017-03-23
Tx date 2012-09-25
$CF
Canaccord Financial Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Replacement LTIP
00 - Opening Balance-Initial SEDI Report
Filed 2017-03-23
Tx date 2012-09-25
$CF
Canaccord Financial Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Replacement LTIP
00 - Opening Balance-Initial SEDI Report
Filed 2017-03-08
Tx date 2016-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$7,921
+1,838 vol
$4.31 each
5,489
Filed 2017-03-06
Tx date 2016-06-23
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$217,015
+45,306 vol
$4.79 each
379,518
Filed 2017-03-06
Tx date 2016-06-23
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$206,678
+43,148 vol
$4.79 each
Filed 2017-02-14
Tx date 2017-02-13
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-166,600
-35,000 vol
$4.76 each
71,623
Filed 2016-11-03
Tx date 2016-11-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-6,445 vol
370,915
Filed 2016-11-03
Tx date 2016-11-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-10,206.0354
-2,827 vol
$3.61 each
106,623
Filed 2016-11-03
Tx date 2016-11-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+6,445 vol
109,450
Filed 2016-06-28
Tx date 2016-06-23
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$206,678
+43,148 vol
$4.79 each
377,360
Filed 2016-06-07
Tx date 2016-06-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-119,638 vol
334,212
Filed 2016-06-07
Tx date 2016-06-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-229,312.3642
-52,981 vol
$4.33 each
103,005
Filed 2016-06-07
Tx date 2016-06-02
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+119,638 vol
155,986
Filed 2016-03-29
Tx date 2015-12-31
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: HSBC InvestDirect (Indirect Ownership)
Common Shares
30 - Acquisition or disposition under a purchase/ownership plan
$8,084
+1,321 vol
$6.12 each
3,651
Filed 2016-03-24
Tx date 2016-03-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Replacement LTIP
57 - Exercise of rights

-19,473 vol
-19,473
Filed 2016-03-24
Tx date 2016-03-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Replacement LTIP
57 - Exercise of rights

-19,473 vol
Filed 2016-03-24
Tx date 2016-03-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights CSH Replacement LTIP
57 - Exercise of rights

-19,473 vol
Filed 2016-03-24
Tx date 2016-03-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-35,936.3815
-8,539 vol
$4.21 each
36,348
Filed 2016-03-24
Tx date 2016-03-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+19,473 vol
44,887
Filed 2015-12-21
Tx date 2015-12-21
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$42,104
+8,864 vol
$4.75 each
453,850
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-5,699 vol
444,986
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-12,142.0032
-2,512 vol
$4.83 each
25,414
Filed 2015-11-10
Tx date 2015-11-05
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+5,699 vol
27,926
Filed 2015-06-22
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
56 - Grant of rights
$477,494
+66,006 vol
$7.23 each
450,685
Filed 2015-06-09
Tx date 2015-06-08
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-254,551.50
-35,000 vol
$7.27 each
22,227
Filed 2015-06-08
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Direct Ownership
Rights Restricted Share Units
57 - Exercise of rights

-97,635 vol
384,679
Filed 2015-06-08
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-289,809.6036
-41,386 vol
$7.00 each
57,227
Filed 2015-06-08
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
57 - Exercise of rights

+97,635 vol
98,613
Filed 2015-06-03
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-136,808.112
-19,495 vol
$7.02 each
978
Filed 2015-06-03
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-136,808.112
-19,495 vol
$7.02 each
Filed 2015-06-03
Tx date 2015-06-03
$CF
Canaccord Genuity Group Inc.
Whaling, Mark Driscoll
7 - Director or Senior Officer of Insider or Subsidiary of Issuer (other than in 4,5,6)
Holder: Merrill (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-136,808.112
-19,495 vol
$7.02 each